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Online Resumes with "FINOP"

The "Champion" of recruiters

I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries

Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27


Tags for this Online Resume: FINOP, Compliance Officer, Controller


Professional CFO/Controller Type...MBA, CPA, FINOP

Broker Dealer Compliance Consultant/Part Time FINOP/ CCO/ Supervisor/

To assist firms in maintaining compliance with all current rules and regulations.

Tags for this Online Resume: Compliance, CCO, FINOP, Operations Specialist, ROP, Trader

Chief Financial Officer, CPA, 20 Years Experience, FinOp Series 27

To secure a CFO or Controller position with a growing ambitious company in the NY/NJ area.

Accountant, Controller FINOP New York

Obtain a position as a Controller

Tags for this Online Resume: Accontant, Controller, FINOP, Net Capital, Customer reserve calculation

FINOP with CPA and over 10 years experience working with Broker Dealers

Looking for companies who

Auditing Clerk - 20 Years of Experience - Near 10312

Qualifications Profile Analytical, detail-oriented, and performance-focused professional with extensive experience in financial operations and business accounting. Equipped with hands-on experience beneficial in managing the operations and financial aspects of the company. Effective at improving client partnerships by employing solid business acumen and industry knowledge of variance analysis, budget and cost administration...

Tags for this Online Resume: Publishing, Retail, Trend Analysis, Budgeting, Complaints, Customer Accounts, Financial, Financial Statements, Compliance, Distribution, series 27, finop

Chief Financial Officer - 20 Years of Experience - Near 90277

PROFILE Seasoned CFO/COO with early stage experience in Investment Management, Broker Dealers, Fulfillment, B to C Services (e-commerce, call centers and marketing) and start-up telecom & technology companies. Successfully raised capital within the investment management, telecommunications, technology and financial services industries. SEC & FINRA CCO experience with several audits overseen. Broad experience in management, ...

Tags for this Online Resume: A SERIES, Banking Industry, CFO, Compliance, Due Diligence, Financial Industry, Focus, Forecast, Investment Banking, Management, finance, excel, budgeting, management, FINRA, FINOP, capital raising, M&A, accounting, investment management, SEC, Operations, Business Development

Chief Financial Officer - 20 Years of Experience - Near 10536

Profile: Seasoned Financial Services SVP executive with CFO, Compliance (CCO) and Personnel-HR/Administration Managerial roles. Active SEC Broker-Dealer Registrations (Wynston Hill Capital, LLC - part-time), and Registered Investment Adviser history Director/CFO/Controller Executive Highlights - 40+ years, including 15 years with one Financial Services organization, responsible IN three core disciplines: Financial Accountin...

Tags for this Online Resume: CFO, Financial, Financial Services, Services, Accounting, Balance, Balance Sheet, Business Plan, Cost Accounting, Financial Reporting

Financial Analyst - 15 Years of Experience - Near 75056

COVER LETTER: I am writing to apply for the Senior Business (and related Financial) roles. Summary history & advanced skills: Pre-BBA I'd already became the top SME performer - and it concurrently led me for about 9 years awaiting my son to grow, and my college MBA. Over the years I have developed an innate Strategic and Tactical SWOT analysis from the bottom up, and top down. I believe you would find I am very capable and ...

Tags for this Online Resume: Accounting, Banking Industry, Business Analysis, Business Analyst, Business Strategies, CFA, Financial, Financial Modeling, Financial Statement, Financials, finance