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Online Resumes with "Trade Execution"


CAREER SUMMARY Strong focus on customer service and relationships within the securities industry. Customer base has included high net worth retail accounts to large institutional organizations, where sensitivity to timely and clear response are key to success. Client contact has entailed electronic format to one-on-one presentations. Responsibilities have ranged from trade execution to nurturing relationships with invest...

Tags for this Online Resume: client services, equity trader, relationship manager, customer relations

Trader in Los Angeles

A highly analytical and resourceful financial manager with extensive experience in trade execution and settlement, investment modeling, reconciliation, asset maintenance, auditing, securities management, broker relations, financial statements, closing, and accounting. Thoroughly analyzes and evaluates customer requests, making sound decisions based on financial conditions. A consistent team player who collaborates to gain...

Tags for this Online Resume: fixed income, equity, trading, fund managing, financial analysis, investment

Featured Profile

Managing Director/Partner -Leading Options execution group, CBOE - Chicago

I am a seasoned Financial Professional bringing more than 20 years in execution experience to support trading desks. Known for my commitment to customer satisfaction, I am particularly strong in building relationships with and providing support to both external customers and market makers.

Ideal Companies: Options Express, Fidelity, TD, Etrade, Cantor Fitzgerald

Tags for this Online Resume: Institutional Sales, Trade execution, Customer Relations, Futures, Relocate, Options

Securities Financial Services Compliance Specialist

LORI KRAMER 17870 Co Rd 34 Norwood/Young America, MN Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/audit & operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51,...

Tags for this Online Resume: Financial Svs, Compliance, FS Auditing, FSvs licensed, Suitability Monitoring, Extensive FSvs knowledge, Former Sales exp, Complaint reviewer

Management Trainee

Summary: * Conducted institutional sales in various money market instruments between traders at large commercial banks, corporate institutions and government secured entities * Extensive experience in institutional financial sales specializing in direct issue and dealer placed certificates of deposit, commercial paper, Federal funds, Eurodollar deposits, corporate, swaps and floating rate trades * Excellent interpersonal sk...

Tags for this Online Resume: Management, Sales, Billing, Recruiter, Banking Industry, Satellite, Customer Service, Deposits, Financial, Focus

Customer Service Representative - 10 Years of Experience - Near 77025

Over sixteen years of experience in customer service, logistics, commodity trading, executive administration, language interpretation, and general management. My service-oriented skill set includes key account management, customer price negotiation, and management of multiple production teams. I particularly enjoy serving my clients' needs and helping develop solid business partnerships and brand loyalty.

Tags for this Online Resume: Houston, Customer Service, Assistant Manager, Export, Import, Logistics, Operations, Purchase, Account Manager, Business Manager, Associate Manager, Coordinator

Application Support - 10 Years of Experience - Near 08817

Project Summary: Samrat is currently working as Compliance Application Support Analyst role for supporting the 60+ applications in Surveillance, Risk Control, Fin Crime. He is works closely with business users across the globe and supports their queries and finds resolution for any incident and problem. He has been undergoing through various training in Compliance world and new technologies. He is part if RTB team who are r...

Tags for this Online Resume: Microsoft .Net, Compliance, Application Support, Incident Management, Problem Management, UNIX, Database SQL, Oracle, Autosys, Active Batch, TWS, Windows, UNIX Shell Scripting, ITIL

Financial Analyst - 12 Years of Experience - Near 60615

Experienced financial services professional with background in investment collateral, municipal bond financing, and investment/trade execution, seeking employment opportunity in a consulting/advisory role which utilizes previous project/change management experience, written ability and organizational skills.

Tags for this Online Resume: Bonds, Consulting, Financial, Financial Services, Services, Loan Operations, Mortgage Loans, Property Tax, Audit, Bloomberg

Financial Specialist - 20 Years of Experience - Near 08840

AREAS OF EXPERTISE Trade Execution - Cross-Functional Teamwork - Product & Industry Expertise - Risk Management Operational Excellence - Best Practice & Standard Operating Procedures - Team Leadership Relationship Cultivation & Management - Project Management - Analytical Problem Solving

Tags for this Online Resume: Equities, Management, Audit, Fixed Income, Integrate, Leadership, Securities, Bonds, Equity, Bloomberg

Financial Specialist

Areas of Expertise Cross-Asset Trading / Execution Institutional / HNW Clients Trading Systems Proprietary Trading High-Volume Trading Market Insight / Trading Ideas

Tags for this Online Resume: Insurance, Microsoft Exchange, Derivatives, Derivative Trading, Mergers, Sales, System Testing, Test, Management, Wealth Management

Chief Operations Officer - 20 Years of Experience - Near 94117

EXPERIENCE SUMMARY: Over 25 years of extremely accurate, reliable and efficient back-to-mid office operations combined with fund portfolio accounting, confidential client management processes and composed, tactful trade execution in global futures, equities, foreign-exchange and debt markets. These traits and roles are supplemented with complex compliance expertise, private fund investment research and integral bookkeeping ...

Tags for this Online Resume: Commodities, Futures, Certificate Authority, Real Estate, RIA, Wire Transfers, Accounting, Compliance, SEC, Alternative Investments, Private Funds, Asset Allocation, Trade Execution, Client Services, Account Management, Portfolio Construction, Client Invoicing

Business Analyst - 19 Years of Experience - Near 07030

Summary of Qualifications * Versatile Senior Business Analyst with extensive Investment Banking and Capital Markets experience * Senior Business Analyst with full system development lifecycle experience, including designing, developing, and implementing test plans, test cases and test processes * Nine years as a proprietary trader in Fixed Income, FX, Repo, Equity and Debt Syndicate underwriting. Transitioned from trading t...

Tags for this Online Resume: Fixed Income, Integrate, Business Analysis, Business Analyst, Gloss, Management, Risk Management, Sales, Documentation, Software